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   Home > Banking Business > Reporting > Contents

BANKING BUSINESS

Prudential Reporting

Contents

Introduction
Forms and Associated Guidance
Subsidiaries

Branches

Introduction

Prudential Returns must be supplied to the Jersey Financial Services Commission in accordance with Principle 6 of the Codes of Practice for Deposit-taking Business (the “Codes”), issued under Article 19A of the Banking Business (Jersey) Law 1991. They are to be completed on a quarterly basis as at 31 March, 30 June, 30 September and 31 December by each Jersey deposit taker registered under the aforementioned law.

The Forms should be completed in accordance with the guidance provided in the Schedule to the Codes (click here).

Submissions must be made using the Commission’s secure electronic reporting process, which involves a secure website and use of a unique PIN and pass code. A hard copy printout of the return, together with a signed certificate and comments on any material changes and unusual items should also be provided to the Commission.

The Prudential Return should be submitted to the Commission on or before the 20th working day after the reporting date. The Commission would normally expect the associated copy submissions to be received within five further working days. If the registered person foresees or experiences a delay that will result in a late submission, it must notify the Commission immediately.

Forms and Associated Guidance

Subsidiaries

Core Financial Data

Capital, balance sheet and profit & loss

Core (Subsidiary) Module – August 2007
Core (Subsidiary) Guide - August 2007
Core (Subsidiary) Excel layout - November 2007

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Credit Risk

Two approaches are available, with the following Guidance note being relevant to both:
Guidance note on criteria for classification as a retail exposure or as a residential mortgage – October 2007

Standardised approach to credit risk (“SAC”)

SAC Module – May 2007
SAC Guide – May 2007
SAC Excel layout – November 2007

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Simplified standardised approach to credit risk (“SSA”)

SSA Module – May 2007
SSA Guide – May 2007
SSA Excel layout – November 2007

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Operational Risk

Standardised approaches, including the Basic Indicator Approach

Operational Risk Module – February 2007
Operational Risk Guide – February 2007
Operational Risk Excel layout – November 2007

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Market Risk

Standardised approach to market risk in the banking book

Market Risk (Subsidiary) Module – September 2007
Market Risk (Subsidiary) Guide – September 2007
Market Risk (Subsidiary) Excel layout – November 2007

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Trading Book

Market risk and Counterparty risk in the trading book

Trading Book Module – February 2008
Guidance regarding the Commission’s rules relating to Trading Books – February 2013
Trading Book Excel layout – April 2008

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Liquidity Risk

Liquidity reporting

Liquidity Risk (Subsidiary) Module – September 2007
Liquidity Risk (Subsidiary) Guide – September 2007
Liquidity Risk (Subsidiary) Excel layout – April 2008

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Other Prudential Data

Other data requirements

Other Prudential (Subsidiary) Module – October 2007
Other Prudential (Subsidiary) Guide – December 2012
Other Prudential (Subsidiary) Excel layout – April 2008

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Branches

Core Financial Data

Balance sheet and profit & loss

Core (Branch) Module - September 2007
Core (Branch) Guide - September 2007
Core (Branch) Excel layout - July 2008

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Market Risk

Branch market risk reporting

Market Risk (Branch) Module – May 2008
Market Risk (Branch) Guide – May 2008
Market Risk (Branch) Excel layout - July 2008

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Liquidity Risk

Liquidity reporting

Liquidity Risk (Branch) Module – September 2007
Liquidity Risk (Branch) Guide – September 2007
Liquidity Risk (Branch) Excel layout - July 2008

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Other Prudential Data

Other data requirements

Other Prudential (Branch) Module - December 2007
Other Prudential (Branch) Guide - April 2013
Other Prudential (Branch) Excel layout - July 2008

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